Compliance means operating in accordance with all relevant laws, regulations, and standards to mitigate risks.
Word in 30 Seconds
- Adhering to laws, regulations, and standards.
- Ensures responsible and risk-free operations.
- Crucial in business, finance, tech, and more.
Overview
“合规”一词源于英文的“compliance”，在现代商业和社会活动中扮演着至关重要的角色。它不仅仅是满足最低法律要求，更是一种企业或组织对其运营活动负责任的表现。合规的核心在于“符合规定”，即确保所有行为都与既定的规则、标准、法律法规相一致。这包括但不限于商业道德、行业惯例、国家法律、国际条约等。一个组织若能做到合规，意味着其运营是合法、安全、可信赖的，能够有效规避潜在的法律风险、声誉损害和经济损失。
“合规”通常用作名词，表示一种状态或要求。它经常与“检查”、“审查”、“管理”、“风险”、“要求”、“标准”、“部门”、“政策”等词语搭配使用。例如，“公司正在进行合规审查”，“建立健全的合规管理体系”，“确保产品符合相关安全合规标准”。在动词性语境中，我们也会说“使...合规”或“确保...合规”，强调采取行动使某事物符合规定。
合规的应用领域非常广泛。在金融行业，合规至关重要，涉及反洗钱、反恐怖融资、客户身份识别、信息披露等。在科技领域，数据隐私保护（如GDPR）、网络安全、知识产权保护是合规的重点。在医药和医疗器械行业，产品安全、临床试验、生产流程的合规性直接关系到公众健康。此外，环境保护、劳动法、税法、反垄断法等各个方面都离不开合规的要求。企业内部通常设有专门的合规部门或指定合规官，负责监督和执行合规事宜。
Examples
这家金融公司聘请了专业的合规官来监督业务流程。
businessThis financial company hired a professional compliance officer to oversee business processes.
所有产品必须通过严格的质量和安全合规检测才能上市。
manufacturingAll products must pass strict quality and safety compliance tests before they can be launched.
在数据隐私方面，我们必须确保完全合规。
technologyRegarding data privacy, we must ensure full compliance.
该研究项目需要遵循严格的伦理合规指南。
academicThis research project needs to adhere to strict ethical compliance guidelines.
Common Collocations
Common Phrases
合规经营
Compliant operation
合规性检查
Compliance check
合规手册
Compliance manual
Often Confused With
While related, '守法' (shǒu fǎ) specifically means obeying the law. '合规' (hé guī) is broader and includes adherence to regulations, industry standards, internal policies, and ethical codes, not just legal statutes.
'规范' (guī fàn) refers to the rules, standards, or norms themselves. '合规' is the act or state of conforming to these '规范'.
Grammar Patterns
How to Use It
Usage Notes
The term '合规' is primarily used in formal and professional contexts, especially in business, law, and public administration. It implies a structured and systematic approach to adhering to rules and regulations. Avoid using it in casual conversation unless discussing specific professional matters.
Common Mistakes
Mistaking '合规' for simply 'following the rules' without understanding the breadth of applicable laws, industry standards, and internal policies. Also, confusing it with '守法' (obeying the law) can overlook non-legal requirements.
Tips
Understand Compliance Requirements
Always clarify the specific laws, regulations, and standards applicable to your situation. Compliance isn't one-size-fits-all.
Non-Compliance Risks
Failure to comply can lead to severe penalties, legal action, reputational damage, and loss of business.
Global Compliance Standards
Be aware that compliance standards can vary significantly across different countries and regions. International business requires navigating diverse regulatory landscapes.
Word Origin
The term '合规' is a direct translation of the English word 'compliance'. '合' means to fit, join, or comply, and '规' refers to rules, regulations, or standards. Together, they signify adherence to established norms.
Cultural Context
In Chinese culture, adherence to rules and maintaining social harmony are valued. Compliance reflects this cultural emphasis on order and responsibility within societal and organizational structures.
Memory Tip
Think of '合' (hé) as 'together' or 'harmonious' and '规' (guī) as 'rules' or 'regulations'. Compliance means bringing your actions into harmony with the established rules.
Frequently Asked Questions
4 questions合规的范围比守法更广。守法主要指遵守国家法律，而合规不仅包括遵守法律，还涵盖了遵守行业规范、公司内部政策、国际条约以及商业道德等各个方面。
合规对企业至关重要，因为它可以帮助企业规避法律风险、避免巨额罚款、保护品牌声誉、赢得客户信任，并确保业务的可持续发展。
金融、医药、科技（特别是涉及数据隐私）、航空航天等行业对合规的要求普遍非常高，因为这些行业直接关系到国家安全、公共健康和消费者权益。
建立合规体系通常包括制定明确的合规政策和程序、对员工进行合规培训、设立内部监督和审计机制、建立风险评估和报告流程，以及对违规行为进行处罚。
Test Yourself
为了避免法律风险，公司必须严格遵守各项______。
句意是要求公司遵守所有相关的规定和要求，‘合规’最能概括这个意思。
下列哪项最能体现“合规”的意义？
选项 B 完整地涵盖了合规的多个层面，包括法律、行业和道德要求。
请组合以下词语：合规，重要，风险，降低，关键，管理。
这个句子结构完整，逻辑清晰，准确地表达了合规管理在降低风险方面的重要性。
Score: /3
Summary
Compliance means operating in accordance with all relevant laws, regulations, and standards to mitigate risks.
- Adhering to laws, regulations, and standards.
- Ensures responsible and risk-free operations.
- Crucial in business, finance, tech, and more.
Understand Compliance Requirements
Always clarify the specific laws, regulations, and standards applicable to your situation. Compliance isn't one-size-fits-all.
Non-Compliance Risks
Failure to comply can lead to severe penalties, legal action, reputational damage, and loss of business.
Global Compliance Standards
Be aware that compliance standards can vary significantly across different countries and regions. International business requires navigating diverse regulatory landscapes.
Examples
4 of 4这家金融公司聘请了专业的合规官来监督业务流程。
This financial company hired a professional compliance officer to oversee business processes.
所有产品必须通过严格的质量和安全合规检测才能上市。
All products must pass strict quality and safety compliance tests before they can be launched.
在数据隐私方面，我们必须确保完全合规。
Regarding data privacy, we must ensure full compliance.
该研究项目需要遵循严格的伦理合规指南。
This research project needs to adhere to strict ethical compliance guidelines.
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